Contents:
Chapter 1: Introduction by Matthew Elderfield, Financial Services Authority
Chapter 2: Scope/Authorisation and Passport Rights by Chris Bates, Clifford Chance LLP
Chapter 3: Conduct of Business Standards – Organisational by Michael Raffan, Freshfields Bruckhaus Deringer
Chapter 4: Conduct of Business Standards – Fair Dealing for Clients by Rob Price, Financial Services Authority
Chapter 5: Conduct of Business Standards – Best Execution and Order Handling by Dick Frase, Dechert LLP
Chapter 6: Transparency and Transaction Reporting Standards by Verena Ross, Financial Services Authority
Chapter 7: Regulated Market and MTF Standards by Adam Kinsley, London Stock Exchange and James Smethurst, Freshfields Bruckhaus Deringer
Chapter 8: Commodity Derivatives by Jonathan Herbst and Simon Lovegrove, Norton Rose and Mark Woodward, ICE |