Regulation of International Finance
   
 
Författare:Wood Philip R.
Titel:Regulation of International Finance
Anmärkning:Ingår som en av sju volymer i verket Law and Practice of International Finance (säljs även som paket).
Utgivningsår:2007
Omfång:761 sid.
Förlag:Sweet & Maxwell
ISBN:9781847032126
Produkttyp:Inbunden
Serie:The Law and Practice of International Finance Series nr. 7
Ämnesord:Krediträtt , Associationsrätt och värdepappersrätt

Pris: 2873 SEK exkl. moms

 

Contents:

Introductory survey
Introduction
Scope and policies of financial regulation
Historical background
Comparison of regulatory regimes

Country summaries
Country summaries: United Kingdom
Country summaries: United States
Summary: European Union Directives
Other country summaries

Classes of business
Authorisation of banks and securities firms
Banks
Securities business
Exchanges, listing and settlement systems
Collective investment schemes
Conduct of business
Conduct of business
Conflicts of interest
Client assets and trusts

Prospectuses
Prospectus requirements
Prospectus liability
Prospectus due diligence and contents
Frauds
Market abuse
Insider dealing
Other topics
Sanctions and enforcement
Regulator liability
Financial supervision and capital adequacy
Insolvency and compensation funds
Conflict of laws
 
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