A Practitioner's Guide to FSA Investigations and Enforcement
Titel:A Practitioner's Guide to FSA Investigations and Enforcement
Upplaga:2 uppl.
Omfång:398 sid.
Förlag:City & Financial Publishing
Typ av verk:Samlingsverk
Ämnesord:Associationsrätt och värdepappersrätt , Krediträtt , Utländsk rätt

Pris: 1081 SEK exkl. moms
Chapter 1: Introduction and Overview by Angela Hayes, Lawrence Graham LLP and Calum Burnett, Allen & Overy LLP
Chapter 2: The FSA Perspective by Margaret Cole, Director of Enforcement, FSA
Chapter 3: FSA Requests for Information by Margaret Chamberlain and Stephen Paget-Brown, Travers Smith LLP
Chapter 4: Notifying the FSA of Regulatory Problems and Internal Investigations by James Bagge and Charles Evans, Norton Rose
Chapter 5: Skilled Persons Reports by Peter Bibby, Bingham McCutchen LLP
Chapter 6: Remedial Action by Simon Morris, CMS and Cameron McKenna
Chapter 7: Formal FSA Investigations: Civil Investigations by Arun Srivastava and Patrick Brandt, Baker & McKenzie
Chapter 8: Formal FSA Investigations: Criminal Investigations by Stephen Gentle, Kingsley Napley
Chapter 9: How the FSA Makes Disciplinary and Enforcement Decisions by Tony Woodcock, Stephenson Harwood
Chapter 10: The Role of Mediation by David Scott and Oliver Kerridge, Freshfields Bruckhaus Deringer
Chapter 11: Disciplinary Sanctions and Other Enforcement Options by Andrew Carnes and Saima Hanif, 4-5 Gray's Inn Square
Chapter 12: Challenging FSA Decisions - the Financial Services and Markets Tribunal by Charles Flint QC and Javan Herberg, Blackstone Chambers
Chapter 13: Challenging FSA Decisions - the Courts and Other Avenues by Andrew Lidbetter, Herbert Smith LLP
Chapter 14: Interface with Other Investigations and Proceedings by Angela Hayes, Lawrence Graham LLP
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