Market Conduct for Investment Managers
Författare:Berman David
Titel:Market Conduct for Investment Managers
Förlag:Sweet & Maxwell
Ämnesord:Associationsrätt och värdepappersrätt , Krediträtt

Pris: 1323 SEK exkl. moms
Market Conduct for Investment Managers is a practical guide for investment managers who face a distinct range of market conduct issues. Many texts have been published into the generalities and technicalities of the market conduct regime, however, none has focused on the so-called “buy-side”. The book is designed to help navigate this complex area by raising levels of awareness and intuitive understanding through the use of real-world insights and a host of case studies and practical scenarios.

Authored by David Berman, Financial Regulatory Partner at Latham & Watkins, who advises investment managers on market conduct-related issues and investigations.


- Introduction

- Legal and Regulatory Framework

- Fundamental Principles

- Scope and Territoriality of MAR

- Inside Information / MNPI

- Insider Dealing

- Unlawful Disclosure

- Market Manipulation

- Market Soundings

- Loans and Other “Out-of-Scope” Instruments

- Company Meetings / Dialogue

- Einhorn / Greenlight

- Rumours

- Suspicious Transactions and Orders

- Common “Buy-Side” Issues

- Practicalities

- Scenarios
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